Banking, Insurance & Securities Regulation


Banking, Insurance, Securities & Investment Advisory Experience

We have a broad background, as both external and in-house counsel, dealing with various aspects of law and regulations governing companies in the banking, insurance, securities and investment advisory industries.

Experience with Authorities Handing Both Regulation & Policy

This experience includes extensive dealing with authorities in charge of both inspection and policy in Japan’s Financial Services Agency (including the Banking, Insurance and Securities Divisions) and Ministry of Finance (including Regional Finance Bureaus in Tokyo, Saitama, Osaka and elsewhere) and the United States Department of Treasury and Securities and Exchange Commission and State Insurance Regulators.